-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GBcI1tX4wchBto2asTA5LHQCbBVjDVQF9PikKLyPdn8V3c/d1bv+vduPwshf3YP8 BZZI7NEqwDoiXT73EX5A8Q== 0000905155-97-000002.txt : 19970108 0000905155-97-000002.hdr.sgml : 19970108 ACCESSION NUMBER: 0000905155-97-000002 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970102 DATE AS OF CHANGE: 19970107 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ELXSI CORP /DE// CENTRAL INDEX KEY: 0000712843 STANDARD INDUSTRIAL CLASSIFICATION: 5812 IRS NUMBER: 770151523 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-35748 FILM NUMBER: 97500597 BUSINESS ADDRESS: STREET 1: 4209 VINELAND ROAD SUITE J-I STREET 2: C/O ELXSI CITY: ORLANDO STATE: FL ZIP: 32811 BUSINESS PHONE: 4078491090 MAIL ADDRESS: STREET 1: 4209 VINELAND ROAD STREET 2: SUITE J-1 CITY: ORLANDO STATE: FL ZIP: 32811 FORMER COMPANY: FORMER CONFORMED NAME: ELXSI CORP /DE/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ELXSI LTD DATE OF NAME CHANGE: 19870920 FORMER COMPANY: FORMER CONFORMED NAME: TRILOGY LTD DATE OF NAME CHANGE: 19870127 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KELLOGG PETER R CENTRAL INDEX KEY: 0000897485 STANDARD INDUSTRIAL CLASSIFICATION: FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: C/O SPEAR LEEDS & KELLOGG STREET 2: 120 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10271 BUSINESS PHONE: 2124337070 MAIL ADDRESS: STREET 1: 120 BROADWAY STREET 2: C/O SPEAR LEEDS & KELLOGG CITY: NEW YORK STATE: NY ZIP: 10271 SC 13D/A 1 OMB APPROVAL OMB Number: 3235-0145 Expires: 10/31/1997 Estimated average burden hours per form 14.90 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ELXSI Corp. ____________________________________________________________ (Name of Issuer) Common Stock Par Value $ .001 ____________________________________________________________ (Title of Class of Securities) 268613-20-5 _____________________________________________________ (CUSIP Number) 4209 Vineland Rd., Ste. J-1, Orlando, Fla. 32811, Telephone: (407) 849-1090 ____________________________________________________________ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) December 23, 1996 ______________________________________________________ (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(b)(3) or (4), check the following box. / / Check the following box if a fee is being paid with the statement / /. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) Note: Six copies of this statement, including all exhibits, should be filed with the Commission. See Rule 13d-1(a) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Page 1 of 5 pages) CUSIP No. 268613-20-5 Page 2 of 5 1. NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: Peter R. Kellogg ###-##-#### 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) (b)/X/ 3 SEC USE ONLY 4. SOURCE OF FUNDS: PF, WC & OO 5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e): / / N/A 6. CITIZENSHIP OR PLACE OF ORGANIZATION: NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: 7. SOLE VOTING POWER 80,500 8. SHARED VOTING POWER 350,000 9. SOLE DISPOSITIVE POWER 80,500 10. SHARED DISPOSITIVE POWER 350,000 11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON: 430,500 12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: / / 13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 8.98% 14. TYPE OF REPORTING PERSON: IN CUSIP No. 268613-20-5 Page 3 of 5 SCHEDULE 13D (Amendment No. 1) NOTE: All capitalized terms used in this Amendment No. 1 and not defined herein shall have the same meaning as in the previously filed statement of Peter Kellogg on Schedule 13D filed on December 19, 1996. Except as expressly stated below, there have been no material changes in the information contained in such Schedule 13D. Item 5. Interest in Securities of the Issuer. (a) As of December 31, 1996, Mr. Kellogg may be deemed the beneficial owner of 430,500 shares of ELXSI Corp. Common Stock. Of those shares, no shares were owned by Mr. Kellogg personally and 430,500 were owned by the Foundation, Mrs. Kellogg, IAT and the Trust. (b) Mr. Kellogg has sole dispositive and voting power with respect to 80,500 shares owned by IAT. (c) The following table sets forth information with respect to all purchases, sales or donations of Common Stock by the Foundation, Mrs. Kellogg, IAT and the Trust for purposes of Section 13(d) of the Act since the last transaction reported in Mr. Kellogg's Schedule 13D filed on December 19, 1996.
IAT REINSURANCE SYNDICATE LTD. ______________________________ Date of Number of Type of Price per Transaction Shares Transaction Share 12/23/96 22,000 OTC Buy 5.375
CUSIP No. 268613-20-5 Page 4 of 5
PETER R. KELLOGG & CYNTHIA KELLOGG FOUNDATION _______________ Date of Number of Type of Price per Transaction Shares Transaction Share 12/16/96 40,000 OTC Buy 5.5
CUSIP No. 268613-20-5 Page 5 of 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this Statement is true, complete and correct. Dated: January 2, 1997 By: /s/ Peter R. Kellogg _________________ ____________________ Peter R. Kellogg DC1DOCS1.44756 -----END PRIVACY-ENHANCED MESSAGE-----